Noting the problems of financial distribution, SEBI has cautioned investor to deal with only SEBI Registered Individual Adviser practitioners. This is as follows:
Want To know Who is a SEBI Registered Individual Adviser?
Our SEBI RIA Credentials
SEBI on 29 Nov 2018 issued the DOs & DONTs for Investors while dealing with SEBI Registered Individual Adviser or SEBI RIAs. (Link)
Also, various media articles and websites have appealed to investor to avail services of a SEBI Registered Individual Adviser. They have appealed investors to check the credentials of the RIAs and then proceed with investments.
Article by Financial Express June 3, 2019 – Why SEBI Wants You to Engage with a Fee Based Advisor Link
Name of Publication | Link |
SEBI Website |
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Times of India |
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Business Line |
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Business Standard |
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Business Today |
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Money Life |
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Cafemutual |
http://cafemutual.com/news/industry/5712-sebi-cautions-public-to-deal-only-with-rias
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Money Control |
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